Compliance Manager

Isle of Man
Our client is looking for a Compliance Manager to join their team.
  • Primary point of contact with the Isle of Man Financial Services Authority  
  • Review, advise on and implement applicable legislation and regulations
  • Manage the compliance monitoring programme to assess adherence with regulations
  • Undertake internal audit reviews to test validity and robustness of internal controls
  • Review advertisements and other promotional content
  • Review collective investment scheme documentation for adherence to applicable regulations
  • Ensure policies and procedures are up-to-date and meet company and regulatory needs
  • Oversee risk management for the business
  • Advise on the impact of new processes, products and practices upon the risk environment
  • Review and manage the company's risk policies and risk register
  • Monitor controls in place to manage and mitigate identified risks
  • Attend meetings of the Risk Management Committee
  • Promote an effective compliance and risk awareness culture
  • Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required
  • Deliver anti-money laundering training to staff
Key Skills and Experience:
  • Excellent knowledge of fiduciary and funds service operations
  • Extensive compliance, risk and/or audit experience
  • Previous experience as an MLRO or Deputy MLRO would be an advantage
  • Minimum of five years' experience
  • Relevant professional qualification, i.e. ICA
  • Have held a similar approved Controlled Function status
  • Experience in the management, development and implementation of policies and procedures
  • Strong communicator with good interpersonal skills
  • Proven management ability
  • Ability to work independently
  • Detail oriented
  • Proactive approach to planning and organising tasks
Your specialist: Anne Murray
Quote job ref: 12017

Hi, I'm your specialist Anne and I can't wait to hear from you about this job. You can simply submit your CV or call me on 678144 with any questions.