Compliance Manager

• Primary point of contact with the Isle of Man Financial Services Authority  
• Review, advise on and implement applicable legislation and regulations
• Manage the compliance monitoring programme to assess adherence with regulations
• Undertake internal audit reviews to test validity and robustness of internal controls
• Review advertisements and other promotional content
• Review collective investment scheme documentation for adherence to applicable regulations
• Ensure policies and procedures are up-to-date and meet company and regulatory needs
• Oversee risk management for the business
• Advise on the impact of new processes, products and practices upon the risk environment
• Review and manage the company's risk policies and risk register
• Monitor controls in place to manage and mitigate identified risks
• Attend meetings of the Risk Management Committee
• Promote an effective compliance and risk awareness culture
• Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required
• Deliver anti-money laundering training to staff

• Excellent knowledge of fiduciary and funds service operations
• Extensive compliance, risk and/or audit experience
• Previous experience as an MLRO or Deputy MLRO would be an advantage
• Minimum of five years' experience
• Relevant professional qualification, i.e. ICA
• Have held a similar approved Controlled Function status
• Experience in the management, development and implementation of policies and procedures
• Strong communicator with good interpersonal skills
• Proven management ability
• Ability to work independently
• Detail oriented
• Proactive approach to planning and organising tasks

Your specialist: Anne Murray

Quote job ref: 12017

Hi, I'm your specialist Anne and I can't wait to hear from you about this job. You can simply submit your CV or call me on 678144 with any questions.

Submit Your CV