Compliance Manager
Isle of Man
Permanent
Our client is looking for a Compliance Manager to join their team.
- Primary point of contact with the Isle of Man Financial Services Authority
- Review, advise on and implement applicable legislation and regulations
- Manage the compliance monitoring programme to assess adherence with regulations
- Undertake internal audit reviews to test validity and robustness of internal controls
- Review advertisements and other promotional content
- Review collective investment scheme documentation for adherence to applicable regulations
- Ensure policies and procedures are up-to-date and meet company and regulatory needs
- Oversee risk management for the business
- Advise on the impact of new processes, products and practices upon the risk environment
- Review and manage the company's risk policies and risk register
- Monitor controls in place to manage and mitigate identified risks
- Attend meetings of the Risk Management Committee
- Promote an effective compliance and risk awareness culture
- Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required
- Deliver anti-money laundering training to staff
Key Skills and Experience:
- Excellent knowledge of fiduciary and funds service operations
- Extensive compliance, risk and/or audit experience
- Previous experience as an MLRO or Deputy MLRO would be an advantage
- Minimum of five years' experience
- Relevant professional qualification, i.e. ICA
- Have held a similar approved Controlled Function status
- Experience in the management, development and implementation of policies and procedures
- Strong communicator with good interpersonal skills
- Proven management ability
- Ability to work independently
- Detail oriented
- Proactive approach to planning and organising tasks

Your specialist: Anne Murray
Quote job ref: 12017
Hi, I'm your specialist Anne and I can't wait to hear from you about this job. You can simply submit your CV or call me on 678144 with any questions.