Compliance Officer (Perm)

Isle of Man
Our client seeks a Compliance Officer to join their Compliance Team.
Role Profile:
This role holder will be a senior member of the team reporting to the Head of Compliance.
Key Responsibilities:
  • Assisting the Head of Compliance with any projects/reporting as required.
  • Providing ongoing advice and support to staff in relation to compliance matters
  • Promote an effective compliance and risk awareness culture
  • Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required
  • Potentially act as the Deputy Money Laundering Reporting Officer “DMLRO”
  • Training more junior members of staff
  • Prepare annual file reviews and client risk assessments
  • Undertaking general AML and CDD checks
  • Assist in the creation of CDD files
Key Skills and Qualifications:
  • Qualified by experience or a relevant industry qualification or be working towards a qualification e.g. STEP, ICSA, ICA
  • IOMFSA approval in a similar role would be advantageous (DMLRO)
  • Previous experience in a compliance role
  • Good working knowledge of Financial Services Rule Book & the AML/CFT Code
  • Experience of working with the TCSP industry
  • Excellent organisational skills who will see tasks through to completion
  • Excellent interpersonal skills which enable you to work effectively with all department members, and also to collaborate with external parties when needed
  • Ability to work to strict deadlines
  • Willing to take on responsibility and ownership of tasks
  • Methodical with attention to detail
  • Working knowledge of Viewpoint would be advantageous
Your specialist: Debbie Amankwa
Quote job ref: 12943

Hi, I'm Debbie and I look forward to receiving your submission for this fantastic opportunity with this business.