Senior Compliance Administrator

Isle of Man
Our client seeks a Senior Compliance Administrator to join their compliance monitoring /assurance team.
Role: To ensure the business has robust compliance monitoring arrangements in place for complying with relevant regulatory requirements and internal policies and procedures
Key Responsibilities:
  • Responsible for conducting second line of defence, risk-based monitoring activity, across all areas of the business, in line with the Compliance Monitoring Programme
  • Assist with ensuring that the Compliance Monitoring Programme is aligned to the Business Risk Assessment of each jurisdiction in order that the testing is focused in the correct areas
  • Ensure where areas are considered higher risk they are monitored more often
  • Ensure that the testing is carried out in line with the Compliance Monitoring Programme
  • Where necessary, instigate action to remedy any deficiencies and ensure any deficiencies identified are followed up and closed off in a timely manner
  • Gathering of evidence, feedback, drafting of reports and tracking the outcomes of testing
  • Ensure that the Compliance Monitoring Programme is reviewed and updated at least annually
  • Assisting the Head of Centralised Functions with their responsibilities including producing accurate management information/reports detailing how the business is doing in meeting their regulatory/internal obligations
  • Provide support to more junior members of the team
  • Ensure own knowledge of, and compliance with policies and procedures
  • Maintain an up to date understanding of the relevant legal and regulatory requirements
  • Adhere to CPD requirements in accordance with regulatory requirements and in-house procedures
  • Attend relevant seminars and conferences
  • Adhere to core values and expected behaviours
  • Undertake any other duties as deemed necessary by Management.
Key Skills & Experience:
  • A relevant AML/Compliance professional qualification (ICA Diploma)
  • Risk, compliance and / or audit experience
  • Knowledge of current IOM regulatory requirements
  • Broad level of knowledge and experience of compliance monitoring
  • Knowledge of multi-jurisdictional AML/CFT legislation and regulatory requirements would be desirable
  • Understanding of risk factors
  • Working knowledge of Viewpoint is desirable
  • Hands on and collaborative approach
  • An ability to work in an organised manner and having attention to detail
  • An ability to work towards deadlines
  • Excellent verbal and written communication skills
Your specialist: Debbie Amankwa
Quote job ref: 11263

Hi, I'm Debbie and I look forward to receiving your submission for this fantastic opportunity with this business.