Assistant Manager - Portfolio Supervision Division

Isle of Man
Permanent
Our client seeks an Assistant Manager to join their Portfolio Supervision team.
 
Key Responsibilities:  
  • Undertake appropriate preparation in advance of on-site inspections, desk-based reviews and general business meetings as per the procedures manual.  
  • Assist in conducting on-site inspections and desk-based reviews.
  • Attend and assist in conducting business meetings as appropriate.
  • Support the Manager with direct and indirect involvement in the industry outreach programme.  
  • Deal with public enquiries (including complaints) in a courteous and constructive manner.  
  • Ensure breaches, complaints and errors are logged, risk rated (Events) and reported to the Manager in a timely manner.
  • Support the Manager with the oversight and allocation of data input and licence holder interaction tasks through both the generic email and telephone, and postal receipts.
  • Supervise the Officers and engage with the licence holder daily interactions as required, including email, phone and meeting and the recording of the interactions within the internal systems.  
  • Support with Quality Control of data input for the team, escalating issues as appropriate and delivering exception reporting to the Manager and/or Senior Manager.
  • Assist in the review and contribute to proposed new and changes in existing legislation or supervisory policy as directed by the Manager/Senior Manager.
  • Ensure internal systems and procedures are maintained and adhered to.
 
Key Skills and Experience:
  • Hold, or be working towards a relevant professional qualification.
  • Previous relevant experience in a financial services, compliance, regulatory, risk or audit role.
  • An awareness of Financial Services and associated legislation, regulation and guidance including trends and developments.
  • Strong analytical skills, ability to quickly and accurately assimilate information, to consider any associated risks and to summarise the information effectively.
  • Ability to work under pressure, manage a workload of varied complexity, to manage competing priorities and to deliver against deadlines.
  • Demonstrates effective interpersonal, verbal and written communication skills.
  • Ability to work on their own initiative as well as part of a team.
  • Good working knowledge of Microsoft Office Suite.
  • Good understanding in relation to risk and risk frameworks including evaluating risks.
Angela Westmorland
Your specialist: Angie Westmorland
Quote job ref: 16574

Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.

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