Compliance Manager

Isle of Man
Permanent
Our client seeks a confident and commercially minded Compliance Manager to join their team.
 
This is an exciting opportunity for a confident, forward-thinking compliance professional who thrives in a collaborative environment, enjoys building strong relationships, and has the technical expertise to navigate an evolving regulatory landscape. If you're looking for a role where your voice is heard, your expertise is valued, and your work has genuine impact, we'd love to hear from you.
 
Key Responsibilities:  
  • Maintain a strong working knowledge of applicable Isle of Man and UK regulatory requirement.
  • Monitor and assess regulatory developments, supporting impact assessments and the planning, implementation and embedding of regulatory change.
  • Assist with the delivery of the Compliance Monitoring Plan, including scoping, testing, reporting and tracking remediation.
  • Identify areas of compliance risk or control weakness and support the development of corrective actions.
  • Maintain required regulatory registers, logs and records in line with FCA Sourcebooks and the Isle of Man FSA Rulebook.
  • Support effective issue management, escalation and reporting of compliance risks.
  • Contribute to management reporting by analysing compliance and risk data and providing insight on the regulatory control environment.
  • Manage registers of regulatory returns and notifications, ensuring accurate and timely submission.
  • Provide ongoing compliance advice and guidance to the business, including support for projects, change initiatives and marketing activity.
  • Contribute to the delivery of compliance and financial crime training and promote a positive compliance culture across the Group.
 
Key Skills and Experience:
  • Experience in compliance monitoring, oversight and reporting within a regulated financial services environment.
  • A relevant professional qualification or equivalent industry experience (e.g. Compliance, Risk, Internal Audit or Legal).
  • Working knowledge of Isle of Man FSA regulatory requirements and associated guidance.
  • An understanding of UK regulatory frameworks applicable to banking and lending.  
  • Strong analytical skills with the ability to interpret data and identify trends and risks.
  • Excellent written and verbal communication skills, with confidence engaging and influencing stakeholders.
  • A high level of integrity, professionalism and attention to detail.
  • The ability to work independently, manage competing priorities and meet deadlines.  
Your specialist: Debbie Amankwa
Quote job ref: 16677

Hi, I'm Debbie and I look forward to receiving your submission for this fantastic opportunity with this business.

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