Compliance Officer

• Assist in the development, implementation, and maintenance of internal compliance policies and procedures, including AML/CFT frameworks.
• Conduct compliance monitoring reviews in line with the compliance monitoring plan.
• Assist with onboarding processes and reviews for new clients, including CDD and risk assessments.
• Support the collation and submission of regulatory filings (e.g. annual returns, AML/CFT reports).
• Monitor and review updates to applicable laws, regulations, and guidance, and help ensure business-wide awareness and implementation.
• Provide training support, including maintaining training records and assisting in the delivery of internal training sessions.
• Assist with preparing reports and management information for the Board and regulators.
• Maintain accurate records of compliance activity, breaches, and remediation.
• Liaise with administrators and colleagues on compliance matters and provide guidance as appropriate.
• Support the MLRO/DMLRO in investigations and internal reporting.
• Assist with audit and inspection preparation.

• Minimum 3 years' experience in a compliance role within the TCSP or other relevant sector.
• Holding or working towards a relevant compliance qualification (e.g. ICA Certificate/Diploma or equivalent).
• Strong working knowledge of AML/CFT regulations and the Isle of Man's regulatory environment.
• Excellent attention to detail and organisational skills.
• Strong verbal and written communication skills.
• Ability to manage multiple deadlines with minimal supervision.
• Familiarity with FATCA/CRS and data protection principles would be highly desirable.
• Exposure to client onboarding processes.
• A second language would be an advantage.

Your specialist: Angie Westmorland

Quote job ref: 15844

Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.

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