Compliance Officer
Isle of Man
Permanent
Our client is seeking a Compliance Officer to join their small, collaborative team, supporting client onboarding, due diligence, risk assessments, and maintaining key compliance registers and reports.
The ideal candidate will have experience in a similar or legal role and possess strong knowledge of AML/CFT regulations and compliance frameworks.
Key Responsibilities
- Collaborate on the new business take on process. Screening clients, CDD, Source of Funds/Wealth.
- Carry out monthly compliance monitoring and testing.
- Complete Customer Risk assessments, conducting enhanced RA where higher risk indicators are identified (Reputational, Operational etc).
- Maintain complaints, gifts, conflicts of interest, bribery, POA and PEP registers.
- Monitor and keep manuals up to date with legislation.
- Monthly statistical reporting (entities, directorships, trusteeships, client lists (standard/high).
- AML/CFT Statistical Return.
- CAR Report.
- PI Insurance renewal.
- DR Testing.
- Completing Annual Reviews for banks.
- Monitoring Annual Trusted Introducer.
- Arrange annual AML refresher training for staff and Key persons/Directors.
- Maintain Client ID files in good order, ensure CDD is kept up to date as required and signed engagement letters are on file.
- Completing time recording daily.
- Any other duties that may be required to fulfil the role.
Your specialist: Angie Westmorland
Quote job ref: 16068
Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.
