Compliance Officer

• Work with the Head of Compliance to ensure the day to day operations of the business are in line with the operational and compliance procedures for the firm
• Ensure all corporate governance policies, manuals and procedures are fully documented and appropriate based on the company's risk profiles. Reviewing as required to ensure they remain up to date with all regulatory updates.
• Keep up to date with IOM law, regulations and guidelines which might impact on the company.
• Establish and action internal compliance monitoring plans.
• Ensure all appropriate registers are maintained and reviewed.
• Manage, review and sign off on customer and intermediary due diligence.
• Ensure all procedures are up to date including complaints, whistleblowing etc
• Involvement on any ad hoc special projects as required
• Assist with staff training including for AML/CFT

• In depth knowledge of FSA regulations for Class 4 and 5 licenceholder. Some Class 3 knowledge would also be an advantage.
• Ability to be able to instil a strong compliance culture within the Company
• An understanding of the risks facing the business and an understanding and ability to tailor the company's procedural controls to adequately cover the risk profiles without being unnecessarily onerous.
• Attention to detail
• A recognised compliance qualification or working towards one.

Your specialist: Angie Westmorland

Quote job ref: 16385

Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.

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