Compliance Officer
Isle of Man
Permanent
Our client seeks a Compliance Administrator to join their team.
You will undertake a range of tasks and duties to help the company fulfil its regulatory obligations and promote a compliance culture within the business. The ideal candidate will have a minimum of 2-3 year's experience in a similar role, preferably within a CSP.
Key Responsibilities
- Undertaking initial and ongoing money laundering/terrorist financing risk assessments
- Ensuring client due diligence is in line with internal policies
- Maintenance of risk and compliance information
- Undertaking company and trust reviews in accordance with the review programme
- Ensuring structure charts for entities are correct and up to date
- Maintenance of the Assets under Management register
- Circulating and collating monthly compliance confirmations from staff
- Responding to staff queries regarding compliance/due diligence
- Assisting the Compliance Manager with ad hoc compliance projects
- Assisting with New Business processes
