Financial Crime Manager & DMLRO

• Support in managing the Financial Crime framework, ensuring compliance with relevant Isle of Man AML/CFT legislation and Codes, IOM FSA regulatory requirements and guidance as well as applicable local, UK, EU and international Sanctions regimes.
• Ensure the framework is embedded operationally by supporting the performance of thematic reviews, deep dives and assurance testing on the compliance monitoring programme.
• Gather and assess information for input into reporting on the outputs of the agreed thematic assurance review pack for stakeholders summarising key issues, results, conclusions, and actions taken.
• Develop and maintain excellent working relationships with client departments.
• Gather information for input into the MLRO reporting for all relevant entities.
• Attend and actively support the business in relevant governance forums for high-risk and/or complex clients.
• Engagement and attendance at various external forums.
• Support the MLRO in the review and investigation of suspicious activity reports and submit these promptly, as Nominated Person, where needed.
• Support the MLRO with work connected to the regulatory reporting requirements which arise because of financial crime and any ad hoc Orders received from regulatory authorities.
• Assist the MLRO with research into relevant AML/CFT/CPF regulatory developments and help communicate these to the relevant stakeholders.
• Support the development and delivery of financial crime training sessions to the business, working with relevant colleagues.
• Support the annual assessment of training needs and a review and update of core training and induction training material.

• Hold a recognised compliance qualification, equivalent to ICA International Diploma level, or qualified by extensive and relevant experience (essential).
• Significant experience across all Financial Crime related disciplines within the financial service sector.
• 5+ years' experience in an FSA regulated (or equivalent) Financial Crime environment is desirable.  
• Good technical knowledge of Financial Crime, Regulatory, and Legislative requirements, predominantly from an Isle of Man, UK, and EU perspective.
• Hold a relevant professional qualification and / or a qualification specifically related to AML/CFT.
• Good knowledge of banking and investment products and processes and industry best practice, particularly in the offshore market.
• Experience of dealing with relevant external stakeholders, to include the Financial Intelligence Unit and the Attorney General's office, including day to day relationships and visits.
• Practical experience of translating regulation into a working document understood by the business.
• Experience of dealing with complex structures, Trusts and High-Risk clients.
• Strong report writing skills.
• Excellent interpersonal skills and the ability to relate with all parts of the business particularly Senior Management.
• Ability to identify possible concerns/objections and structure communication accordingly.
• Ability to deliver with confidence when dealing with people at all levels, both internally and externally.
• Highly organised with excellent attention to detail.

Your specialist: Debbie Amankwa

Quote job ref: 16516

Hi, I'm Debbie and I look forward to receiving your submission for this fantastic opportunity with this business.

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