Senior Compliance Analyst

• Providing general support on regulatory compliance matters, as required;
• Assisting with the maintenance of regulatory registers;
• Supporting the development, delivery and reporting of the compliance monitoring programme;
• Assisting with regulatory and professional body correspondence, notifications and annual returns;
• Providing risk based due diligence, new client and periodic client review advice and support;
• Reviewing and matching potential screening hits that have been referred to the Compliance Team;
• Monitoring changes to international sanctions measures and assisting with checks against the client base. 
• Assisting with the administration of the KYC360 system for the Group;
• Ensuring jurisdictional risk lists are kept up to date;
• Ensuring knowledge of AML/CFT is always up-to-date with recent developments and changes to legislation;
• Assisting with the preparation and maintenance of Compliance Manuals, policies and associated documentation;
• Contributing to the preparation and development of AML/CFT and other regulatory training;
• Completing annual Data Protection renewals;
• Assisting with collation of information for external banking reviews;
• Supporting the maintenance of the risk management framework;
• Assisting with the delivery of any regulatory change initiatives or projects impacting the businesses;
• Any other duties that may be required, from time to time, to support the business.

• 5 GCSEs or equivalent at grade C or above
• Certificate or Diploma in Compliance is desirable but not essential as we will support you with obtaining qualifications
• ​ Previous experience working within the requirements of the Financial Services Rule Book and the AML/CFT Code would be advantageous
• Microsoft Office
• A working knowledge of CCH, Laserfiche and ViewPoint would be an advantage but not essential

Your specialist: Angie Westmorland

Quote job ref: 15944

Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.

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