CDD Analyst
Isle of Man
Contract
Our client seeks a CDD Analyst to assist their team on a 12 month Contract.
Role Profile: You will be responsible for conducting Customer Due Diligence (CDD) and Know Your Customer (KYC) reviews specifically focused on the network of partnered introducers and intermediaries, including Independent Financial Advisors (IFAs), Trusts, and Corporate Service Providers (CSPs). You will assess the integrity of these partners, assign risk ratings, and ensure compliance with regulatory and internal standards.
Key Responsibilities:
- Conduct CDD and EDD reviews on partnered introducers and intermediaries.
- Undertake Customer Risk Assessments and assign appropriate risk ratings.
- Review and remediate existing partner files in line with AML Code requirements.
- Perform PEP and Sanction screening, including open-source media checks and Google alerts.
- Complete Trigger Event and Periodic reviews of partnered entities.
- Liaise with internal stakeholders to gather and verify documentation.
- Report findings and progress to key stakeholders including Risk & Compliance and senior leadership.
- Use third-party systems to validate KYC, CDD, and sanctions data.
- Apply sound judgement to escalate suspicious activities to the MLRO.
- Provide excellent client service to internal teams, ensuring accuracy and professionalism.
- Support project planning and contribute to continuous improvement initiatives.
- Take ownership of administrative tasks and maintain accurate records.
- Commit to personal development aligned with performance objectives.
Key Skills and Experience:
- Proven experience in a similar CDD/AML role within financial services.
- Strong understanding of AML, CDD, and EDD requirements, especially for IFAs, Trusts, and CSPs.
- Experience conducting risk assessments and partner due diligence.
- Familiarity with offshore finance and regulatory frameworks.
- Corporate Governance knowledge and risk mitigation experience.
- Ability to deliver high-quality service to internal and external clients.
- Effective time management and ability to meet deadlines.
- Strong interpersonal, organisational, and communication skills.
- High attention to detail and ability to identify efficiency gains.
- Up-to-date knowledge of financial sector developments.
- Willingness to cross-skill and support wider teams.
- Ability to work under pressure with a high degree of accuracy.
Your specialist: Mark Burman
Quote job ref: 16019
Hi, I'm Mark and I look after all the temp / contract roles. If this exciting job sounds up your street, please submit your details, we look forward to hearing from you.
