Compliance Officer

• Assist in the development, implementation, and maintenance of internal compliance policies and procedures, including AML/CFT frameworks.
• Conduct compliance monitoring reviews in line with the Company's Compliance Monitoring Plan.
• Assist with onboarding and periodic reviews for new and existing clients, including Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) where required, and risk assessments.
• Support the collation, preparation, and submission of regulatory filings (e.g., annual returns, AML/CFT reports).
• Monitor changes to relevant laws, regulations, and industry guidance, helping ensure business wide awareness and implementation.  
• Provide support with internal training, including maintaining training records and assisting in the delivery of staff training sessions.  
• Prepare reports and management information for the Board, senior management, and regulators.
• Maintain accurate and complete records of compliance activities, breaches, issues, and remediation actions.
• Liaise with administrators and colleagues across the business, providing compliance guidance as required.
• Support the MLRO/DMLRO with investigations, internal reporting, and financial crime enquiries.
• Assist with internal and external audits, regulatory inspections, and related preparation work.
• Carry out other compliance and administrative duties as required.

• A minimum of 3 years' experience in a compliance, risk, AML/CFT, regulatory, legal, audit, or TCSP-related role within financial services.
• Holding or working towards a relevant professional qualification (e.g. compliance, risk, AML, legal, governance, or equivalent industry certification).
• Strong working knowledge of AML/CFT regulations and the Isle of Man regulatory environment.
• Excellent attention to detail, organisation and accuracy.
• Strong verbal and written communication skills.  
• Ability to manage multiple deadlines with minimal supervision.  
• Fully conversant with Microsoft Office.

• Experience using systems such as NavOne, Laserfiche, or similar platforms.
• Familiarity with FATCA/CRS and data protection requirements.
• Exposure to client onboarding, CDD/EDD processes, or risk assessment frameworks.

Your specialist: Angie Westmorland

Quote job ref: 16430

Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.

Submit Your CV