Compliance Supervision Executive

• Maintain an up to date and working knowledge of the Island's AML/CFT legislation, Codes framework.
• Work with Team members to draft, maintain and deliver the AML/CFT Supervisory Inspection Programme, including all supporting documentation and related reports.
• Manage the administrative requirements of scheduling and the delivery of AML/CFT Supervisory Inspections.
• Take steps to ensure full familiarisation with the status of each Practice, the nature of the services provided and their client base in order to be able to apply a risk-based approach to supervision employed by the Company.
• Establish a regulatory and support relationship with the MLROs of each Practice; maintain and implement effective communication channels with this group.
• Assist team member(s) with the identification of suitably qualified speakers / trainers to deliver the annual AML/CFT Masterclass for Members.
• Work with Team members to identify and customise annual on-line AML/CFT training modules to be made available to all those employed in associated Practices.
• Take calls / emails from the AML/CFT Helpline of the Society and provide support to the Members.
• Maintain an advisory log to identify key themes for the profession.
• Assist Team Members to host quarterly compliance coffee hours.
• Draft the Compliance content for the Company's weekly email.
• Assist with the compilation of evidence and written reports for the purpose of sanction or enforcement action.
• Training and supervision of junior members of staff if required.
• Drafting of procedures as and when required.
• General office administrative duties including assisting and covering when team members are on leave etc.

Your specialist: Angie Westmorland

Quote job ref: 16109

Hi I'm Angie, I am working on this amazing opportunity with one of the Island's leading employers, click apply now and I will be in touch.

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