Compliance Technician

• Designing policies, frameworks and standards of conduct to ensure these are translated into operational procedures and effectively implemented within the business.
• Designing and delivering theme-based training and education to the business, as part of an annual training agenda and on an ad-hoc basis.
• Applying due skill and experience in undertaking the compliance monitoring plan, documenting findings, engaging with relevant stakeholders, and obtaining management response.
• Providing advice, guidance, oversight, and challenge on regulatory and conduct matters.
• Advising and supporting on the implementation of new rules, regulations, and legislation.
• Collating data for the compliance reporting packs for Executive Committee, Risk Committee, and Board meetings.
• Collating data for, and assisting in the compilation of, scheduled regulatory submission packs.
• Delivering open, balanced, and measured views, perceptions, and opinions.

• At least 3 years working in a compliance or investment role within an FSA regulated (or equivalent) environment.
• Recognised or working towards, compliance or investment-related compliance qualifications, equivalent to ICA International Advanced Certificate level, or a relevant financial services qualification.
• Good working knowledge of the Isle of Man Financial Service Authority Rule Book.
• Good working knowledge of the investment or banking sector and the concepts and principles relating to the sector.
• Strong communication skills at both operational and strategic levels.
• Excellent work ethic.
• Strong implementation skills with a focus on results.
• Proven track record in the design, development, and implementation of efficient and effective 2nd line compliance processes in a financial services business.

Your specialist: Debbie Amankwa

Quote job ref: 16146

Hi, I'm Debbie and I look forward to receiving your submission for this fantastic opportunity with this business.

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