Head of Compliance

• Review, advise on and implement applicable legislation and regulations.
• Manage the compliance monitoring programme to assess adherence with regulations.
• Undertake internal audit reviews to test validity and robustness of internal controls.
• Review advertisements and other promotional content.
• Review collective investment scheme documentation for adherence to applicable regulations.
• Ensure policies and procedures are up-to-date and meet company and regulatory needs.
• Oversee risk management for the business.
• Advise on the impact of new processes, products and practices upon the risk environment.
• Review and manage the company's risk policies and risk register.
• Monitor controls in place to manage and mitigate identified risks.
• Attend meetings of the Risk Management Committee.
• Promote an effective compliance and risk awareness culture.
• Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required.
• Deliver anti-money laundering training to staff.

• Minimum of ten years' experience.
• Hold a relevant professional qualification, i.e. ICA, Governance.
• Have held a similar approved Controlled Function status.
• Previous experience as an MLRO or Deputy MLRO.
• Excellent knowledge of fiduciary and funds service operations.
• Extensive compliance, risk and/or audit experience.
• Experience in the management, development and implementation of policies and procedures.
• Proven management ability.
• Strong communicator with good interpersonal skills.

Your specialist: Anne Murray

Quote job ref: 15988

Hi, I'm your specialist Anne and I can't wait to hear from you about this job. You can simply submit your CV or call me on 678144 with any questions.

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